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William Peter Daly

Foreside Fund Services, LLC

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About William Peter Daly

William Daly is a financial advisor with Foreside Fund Services, LLC. He is a registered representative with FINRA and has been in the financial services industry since 2002. William holds a Series 63, Series 24, Series 79TO, SIE, and Series 7 licenses. William has worked in the financial services industry for over 20 years. He has previously held positions at Robert A. Stanger & Company, Inc., BlackRock Investments, LLC, RBC Capital Markets Corporation, Cohen & Steers Capital Advisors, LLC and Prudential Securities Incorporated. William specializes in providing financial advice to individuals, families, and businesses.

Firm Information

William Daly is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Daly’s Registration & Firm History

WI

11/15/2023 - Present

Foreside Fund Services, LLC (Milwaukee WI)

ME

06/14/2021 - 04/01/2022

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NJ

04/09/2018 - 08/18/2020

ROBERT A. STANGER & COMPANY, INC. (SHREWSBURY NJ)

NY

10/24/2013 - 02/20/2018

BLACKROCK INVESTMENTS, LLC (NEW YORK NY)

NJ

06/21/2007 - 10/03/2013

ROBERT A. STANGER & COMPANY, INC. (SHREWSBURY NJ)

NY

04/14/2005 - 08/11/2006

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

04/23/2001 - 04/18/2005

COHEN & STEERS CAPITAL ADVISORS, LLC (NEW YORK NY)

NY

10/22/1998 - 01/16/2001

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/26/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/2018

Series 24 - General Securities Principal Examination

BC

Issued 11/29/2018

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Peter Daly.
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