Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dunn is an investment advisor with over 30 years of experience in the financial services industry. William currently provides investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. William's clients include individuals, high-net-worth individuals, corporations, insurance companies, charitable organizations, and pension and profit-sharing plans. William is registered with the state of Florida. William has a variety of certifications and licenses including Series 7, Series 3, Series 63, Series 65 and Series 72. William previously worked at First Allied Securities, Inc., Invest Financial Corp., Next Financial Group, Inc. and LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitation/referral
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor/referral fees
1
2
NJ
06/19/2020 - Present
Private Advisor Group, LLC (MORRISTOWN NJ)
FL
11/30/2017 - 06/02/2020
NEXT FINANCIAL GROUP, INC. (FORT LAUDERDALE FL)
FL
04/21/2016 - 12/01/2017
INVEST FINANCIAL CORPORATION (FT LAUDERDALE FL)
FL
04/11/2013 - 09/09/2015
FIRST ALLIED SECURITIES, INC. (LAUDERDALE FL)
NJ
05/19/2003 - 04/20/2011
PRIMEVEST FINANCIAL SERVICES, INC. (BLOOMFIELD NJ)
MO
10/01/2000 - 06/05/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
03/10/2000 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
PA
10/21/1998 - 03/01/2000
SUMMIT FINANCIAL SERVICES GROUP, INC. (BETHLEHEM PA)
TX
07/15/1998 - 10/21/1998
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
NY
07/03/1997 - 06/03/1998
AUBREY G. LANSTON & CO., INC. (NEW YORK NY)
NY
02/02/1994 - 05/05/1997
GFI GROUP, INC. (NEW YORK NY)
NA
11/01/1993 - 01/13/1994
REICH & CO., INC.
NJ
07/13/1993 - 10/19/1993
PREBON DERIVATIVE PRODUCTS INC. (JERSEY CITY NJ)
NJ
04/28/1992 - 08/24/1993
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
NJ
10/31/1990 - 04/22/1992
GARVIN GUYBUTLER CORPORATION (JERSEY CITY NJ)
NY
07/28/1988 - 04/09/1990
CANTOR FITZGERALD SECURITIES CORP. (NEW YORK NY)
NA
07/25/1987 - 07/11/1988
RMJ SECURITIES CORP.
IA
Issued 03/16/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1997
Series 3 - National Commodity Futures Examination
BC
Issued 07/12/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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