Unclaimed
William Payson Miller is a financial advisor with KKR Capital Markets LLC. William has been in the financial services industry since 2017. He is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 53 states and the District of Columbia. His current employer, KKR Capital Markets LLC, is a broker-dealer that is registered with the Securities and Exchange Commission (SEC). William holds the Series 7 and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/09/2019 - Present
KKR Capital Markets LLC (NEW YORK NY)
TX
08/16/2016 - 06/05/2018
GOLDMAN SACHS & CO. LLC (HOUSTON TX)
BC
Issued 08/29/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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