Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Peters is a registered representative with Fidelity Personal And Workplace Advisors and has been in the industry for over 15 years. William has a strong background in the securities industry, having worked previously at Merrill Lynch, Pierce, Fenner & Smith Incorporated. William currently holds the Series 66, Series 7, Series 9, and Series 10 licenses, and is a registered Investment Advisor in California and Texas. William specializes in financial planning and portfolio management for individuals, businesses, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/21/2023 - Present
Fidelity Personal AND Workplace Advisors (THOUSAND OAKS CA)
CA
02/06/2008 - 09/06/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA CLARITA CA)
BOTH
Issued 03/03/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/30/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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