Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Paul Hodge is an investment advisor representative with Joseph Gunnar & Co. LLC. William is also a registered principal with the firm. William has been in the securities industry for over 30 years, having started in 1991. William holds Series 4, 7, 9, 10, 14, 24, 52, 53, 55, 63, 65, 79, 87, 99, and SIE licenses. William's current employment at Joseph Gunnar & Co. LLC began on April 3, 2023. Prior to joining Joseph Gunnar & Co. LLC, William was employed by AEGIS CAPITAL CORP., SPARTAN CAPITAL SECURITIES, LLC, DINOSAUR FINANCIAL GROUP, L.L.C, COWEN EXECUTION SERVICES LLC, SBERBANK CIB USA, INC, ELECTRONIC SECURITIES PROCESSING (ESP) LLC, CASIMIR CAPITAL L.P., BANC OF AMERICA INVESTMENT SERVICES, INC., QUICK & REILLY, INC., and NEUBERGER BERMAN MANAGEMENT INC. William is currently licensed in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Share in fees paid to tpmms
1
2
NY
04/03/2023 - Present
Joseph Gunnar & Co. LLC (NEW YORK NY)
NY
07/15/2020 - 04/21/2023
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
12/16/2019 - 07/31/2020
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
09/19/2017 - 12/17/2019
DINOSAUR FINANCIAL GROUP, L.L.C (NEW YORK NY)
NY
09/11/2015 - 07/26/2017
COWEN EXECUTION SERVICES LLC (NEW YORK NY)
NY
08/19/2008 - 09/10/2015
SBERBANK CIB USA, INC (NEW YORK NY)
NY
03/27/2007 - 07/25/2008
ELECTRONIC SECURITIES PROCESSING (ESP) LLC (NEW YORK NY)
NY
02/28/2005 - 03/26/2007
CASIMIR CAPITAL L.P. (NEW YORK NY)
MA
10/20/2004 - 02/28/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
06/16/2000 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NY
07/18/1991 - 04/03/2000
NEUBERGER BERMAN MANAGEMENT INC. (NEW YORK NY)
IA
Issued 05/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/05/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 11/15/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/21/2004
Series 4 - Registered Options Principal Examination
BC
Issued 02/02/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 12/12/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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