Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Paul Gahagan is a financial advisor with over 20 years of experience in the financial services industry. William has held various roles with several firms including Compass Securities Corporation, Ceros Financial Services, Inc., and Investment Planners, Inc. William is currently registered with Raymond James Financial Services Advisors, Inc. and provides financial planning and investment services to individuals and businesses. William has passed Series 7, 6, 63 and 66 exams and is a registered Investment Advisor in the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
01/10/2022 - Present
Raymond James Financial Services Advisors, Inc. (Cary NC)
NC
08/24/2021 - 01/11/2022
INDEPENDENT FINANCIAL GROUP, LLC (CARY NC)
MD
01/30/2021 - 07/07/2021
ARCHER DISTRIBUTORS, LLC (LAUREL MD)
MA
12/08/2016 - 01/14/2019
COMPASS SECURITIES CORPORATION (BRAINTREE MA)
MD
01/23/2014 - 12/19/2014
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
IL
12/03/2013 - 01/29/2014
INVESTMENT PLANNERS, INC. (DECATUR IL)
NY
06/23/2008 - 03/26/2013
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TX
12/23/1998 - 05/06/2008
INVESCO AIM DISTRIBUTORS, INC. (HOUSTON TX)
NJ
07/15/1997 - 06/09/1998
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
AZ
04/29/1996 - 07/15/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CT
08/08/1994 - 10/17/1995
WOOD LOGAN ASSOCIATES, INC. (STAMFORD CT)
BOTH
Issued 08/19/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 01/31/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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