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William Paul Froehlich

Jane Street Capital, LLC

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About William Paul Froehlich

William Paul Froehlich is a securities professional with over 12 years of experience in the industry. Currently, William is registered with Jane Street Capital, LLC and Jane Street Options, LLC. He is also registered with Jane Street Execution Services, LLC. William previously held positions at JP Derivatives, LLC, Integral Derivatives, LLC and AGS Specialists II, LLC.

Firm Information

William Froehlich is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Froehlich’s Registration & Firm History

NY

09/21/2020 - Present

Jane Street Capital, LLC (New York NY)

NY

03/21/2018 - 10/16/2020

JP DERIVATIVES, LLC (NEW YORK NY)

NY

05/27/2009 - 03/02/2015

INTEGRAL DERIVATIVES, LLC (NEW YORK NY)

NY

06/20/2008 - 08/18/2008

AGS SPECIALISTS II, LLC (NEW YORK NY)

NY

07/23/2007 - 08/10/2007

AGS SPECIALISTS II, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/09/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/26/2020

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Paul Froehlich.
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