Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fink is a registered investment advisor with Wells Fargo Clearing Services, LLC. William has been working in the financial services industry since 1993 and has a wide range of experience. William holds Series 6, 7, 9, 10, 24, 51, and 63 licenses, as well as a Series 65 license. William has experience working with individuals, corporations, businesses, and non-profit organizations. William can help clients with financial planning, investment management, and retirement planning. In addition to his experience at Wells Fargo Clearing Services, LLC, William has also worked at ALLSTATE FINANCIAL SERVICES, LLC, EDI FINANCIAL, INC., FARMERS FINANCIAL SOLUTIONS, LLC, CRISPIN KOEHLER SECURITIES, DOMINION CAPITAL CORPORATION, METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
07/05/2023 - Present
Wells Fargo Clearing Services, LLC (GEORGETOWN TX)
OK
04/24/2008 - 05/01/2023
ALLSTATE FINANCIAL SERVICES, LLC (Oklahoma City OK)
TX
01/26/2005 - 12/31/2006
EDI FINANCIAL, INC. (IRVING TX)
CA
08/14/2002 - 02/08/2005
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
TX
03/26/1998 - 08/01/2002
EDI FINANCIAL, INC. (IRVING TX)
FL
05/28/1997 - 03/26/1998
CRISPIN KOEHLER SECURITIES (TAMPA FL)
TX
07/27/1994 - 05/08/1997
DOMINION CAPITAL CORPORATION (DALLAS TX)
MA
09/04/1992 - 07/13/1994
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
09/04/1992 - 07/13/1994
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
02/12/1991 - 11/22/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/12/1991 - 11/22/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 07/05/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/05/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/28/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/14/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1993
Series 7 - General Securities Representative Examination
BC
Issued 12/27/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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