Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Fauzio is a financial advisor with over 25 years of experience in the industry. William is currently registered with Vanderbilt Advisory Services and holds Series 6, 7, 24 and 63 licenses as well as the SIE. William specializes in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
03/29/2023 - Present
Vanderbilt Advisory Services (North Brandon CT)
CT
07/29/2019 - 03/28/2023
UNION CAPITAL COMPANY (North Branford CT)
CT
06/12/2014 - 07/29/2019
CAPITAL FINANCIAL SERVICES, INC. (Brandford CT)
CT
12/01/2006 - 07/29/2009
QUESTAR CAPITAL CORPORATION (OLD LYME CT)
CT
04/20/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (GUILFORD CT)
CT
05/23/2003 - 04/20/2004
HARVEST CAPITAL LLC (WETHERSFIELD CT)
MA
08/28/2002 - 03/11/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MN
12/17/1999 - 08/02/2002
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
MO
07/09/1997 - 12/21/1999
FFP SECURITIES, INC. (CHESTERFIELD MO)
NA
07/03/1997 - 07/25/1997
FFP SECURITIES, INC.
AZ
11/25/1991 - 07/08/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
BC
Issued 07/26/2015
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/04/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/11/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/09/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure William Fauzio is the right advisor for you? Invested Better is here to help.
