Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Paul Behrens is a financial advisor with over 50 years of experience in the securities industry. He has been registered with the Securities and Exchange Commission (SEC) since 1965. William Paul Behrens is currently affiliated with R. F. Lafferty & Co., Inc., where he has been employed since October 21, 2015. William Paul Behrens has previously worked at a number of firms, including Fulcrum Securities, LLC, Northeast Securities, Inc., Investec Ernst & Company, and Stuart, Coleman & Co., Inc. William Paul Behrens holds a number of securities licenses, including Series 4, Series 7, Series 24, Series 40, Series 63, Series 79TO, and Series 99TO. He is registered in a number of states, including California, Connecticut, Florida, Illinois, Maryland, New Jersey, New York, and Virginia. William Paul Behrens specializes in providing financial advice to high-net-worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
10/21/2015 - Present
R. F. Lafferty & CO., Inc. (NEW YORK NY)
NY
09/25/2008 - 01/03/2017
FULCRUM SECURITIES, LLC (WHITE PLAINS NY)
NY
10/04/2001 - 09/08/2008
NORTHEAST SECURITIES, INC. (NEW YORK NY)
NY
02/12/1965 - 10/09/2001
INVESTEC ERNST & COMPANY (NEW YORK NY)
NY
01/13/1999 - 06/01/1999
STUART, COLEMAN & CO., INC. (NEW YORK NY)
BC
Issued 03/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/13/1977
Series 4 - Registered Options Principal Examination
BC
Issued 07/29/1976
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/1960
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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