Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Patrick Zoromski is a financial advisor registered with LPL Financial LLC. William is a financial professional with over 28 years of experience in the financial services industry. William is registered with the Securities and Exchange Commission (SEC) and has a Series 6, 7, and 63 license as well as a Series 65 license. William has worked with a variety of financial firms including The O.N. Equity Sales Company, Securian Financial Services, Inc., C.R.I. Securities, Inc., Sagepoint Financial, Inc., and OSAIC WEALTH, INC. William's expertise lies in offering financial planning, portfolio management for individuals and businesses, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
01/08/2024 - Present
LPL Financial LLC (SAN DIEGO CA)
WI
09/01/2023 - 01/11/2024
OSAIC WEALTH, INC. (WAUSAU WI)
WI
02/07/2011 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (WAUSAU WI)
WI
08/15/2001 - 02/08/2011
THE O.N. EQUITY SALES COMPANY (WAUSAU WI)
MN
01/30/1995 - 08/14/2001
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
03/16/1995 - 04/21/1997
C.R.I. SECURITIES, INC. (ST. PAUL MN)
IA
Issued 06/22/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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