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William Patrick Yard

Pruco Securities, LLC

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About William Patrick Yard

William Yard is an active Broker-Dealer and Investment Advisor Representative in Syracuse, New York. William Yard has been in the financial services industry for over 20 years. William Yard is currently registered with Pruco Securities, LLC. Prior to joining Pruco Securities, LLC, William Yard was registered with Northwestern Mutual Investment Services, LLC, M&T Securities, Inc., MetLife Securities Inc., HSBC Securities (USA) Inc., MML Investors Services, Inc., New England Securities, and HSBC Brokerage (USA) Inc. William Yard holds the Series 7, Series 24, Series 63, and Series 65 securities licenses.

Firm Information

William Yard is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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William Yard’s Registration & Firm History

NY

01/29/2020 - Present

Pruco Securities, LLC (Syracuse NY)

NY

12/10/2013 - 08/04/2015

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (E SYRACUSE NY)

NY

02/11/2013 - 11/06/2013

M&T SECURITIES, INC. (SYRACUSE NY)

NY

08/06/2010 - 02/12/2013

METLIFE SECURITIES INC. (SYRACUSE NY)

NY

09/16/2005 - 02/09/2010

HSBC SECURITIES (USA) INC. (SYRACUSE NY)

MA

08/26/2004 - 08/30/2005

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NY

05/29/2003 - 09/10/2004

NEW ENGLAND SECURITIES (NEW YORK NY)

NY

08/29/2001 - 05/06/2003

HSBC BROKERAGE (USA) INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/22/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/13/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/28/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Patrick Yard.
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