linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

William Patrick Robertson

Rosenblatt Securities Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you William? Claim Your Profile

About William Patrick Robertson

William Robertson is a financial professional with over 25 years of experience in the securities industry. William has a Series 7, Series 63, and SIE licenses. William is currently registered with Rosenblatt Securities Inc. in Connecticut and New York. Previously, William was registered with Roth Capital Partners, LLC, MKM Partners LLC, Lazard Capital Markets LLC, W.R. Hambrecht + Co., LLC, Fulcrum Global Partners LLC, Schwab Capital Markets L.P., and Soundview Technology Corporation.

Firm Information

William Robertson is currently registered with Rosenblatt Securities Inc.. Rosenblatt Securities Inc. is a corporation formed on August 29, 1979, with an approved status. They are registered with the Securities and Exchange Commission and in 17 states, including California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, Minnesota, Missouri, New Jersey, New York, Ohio, Pennsylvania, South Carolina, Texas, Virginia, and Washington. They have reported 6 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

32

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

William Robertson’s Registration & Firm History

NY

05/30/2023 - Present

Rosenblatt Securities Inc. (NEW YORK NY)

CA

01/31/2023 - 06/01/2023

ROTH CAPITAL PARTNERS, LLC (NEWPORT BEACH CA)

CT

11/08/2013 - 01/31/2023

MKM PARTNERS LLC (STAMFORD CT)

NY

09/10/2007 - 11/05/2013

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

CT

10/06/2005 - 09/04/2007

W.R. HAMBRECHT + CO., LLC (STAMFORD CT)

NY

09/21/2004 - 10/03/2005

FULCRUM GLOBAL PARTNERS LLC (NEW YORK NY)

CT

01/12/2004 - 09/22/2004

SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)

CT

12/09/1997 - 01/12/2004

SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)

Not sure if William Patrick Robertson is right for you?

Licenses & Designations

BC

Issued 09/30/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/26/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Patrick Robertson.
Not sure if William Patrick Robertson is right for you?