Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Patrick Nugent is a financial advisor with over 20 years of experience in the industry. William holds Series 6, 7, 63, and 65 licenses and is a Certified Financial Planner. William currently works at Monarch Plan Advisors and Origin Investment Advisory LLC. William provides financial planning services to individuals and families, and specializes in retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
08/11/2023 - Present
Monarch Plan Advisors (SHERMAN OAKS CA)
CA
01/12/2009 - 05/04/2015
FIDELITY BROKERAGE SERVICES LLC (MISSION VIEJO CA)
CA
11/08/2006 - 06/20/2008
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
04/18/2006 - 08/25/2006
AMERIPRISE FINANCIAL SERVICES, INC. (SAN FRANCISCO CA)
RI
10/17/1997 - 04/07/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
IA
Issued 04/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/06/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/04/2015
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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