Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Patrick Murphy is a financial advisor with over 40 years of experience in the industry. William is currently registered with UBS Financial Services Inc. and has held previous roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Lehman Brothers Inc., Loeb Partners, Bache Halsey Stuart Shields Incorporated, Shields Model Roland Incorporated, Loeb Rhoades & Co and Hornblower & Weeks - Hemphill, Noyes Incorporated. William holds multiple licenses and designations, including Series 7, 8, 9, 10, 15, 63 and 65. William has a broad range of experience working with individual investors, high-net-worth individuals, businesses, corporations, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MD
11/17/2010 - Present
UBS Financial Services Inc. (BALTIMORE MD)
MD
07/01/2005 - 11/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BALTIMORE MD)
NY
07/31/1993 - 07/18/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/25/1979 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/16/1978 - 06/25/1979
LOEB PARTNERS
NA
09/16/1977 - 06/22/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
09/20/1976 - 09/16/1977
SHIELDS MODEL ROLAND INCORPORATED
NA
04/05/1974 - 10/07/1976
LOEB RHOADES & CO
NA
05/17/1973 - 04/11/1974
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
IA
Issued 01/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1988
Series 15 - Foreign Currency Options Examination
BC
Issued 10/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 06/18/1980
PC - AMEX Put and Call Exam
BC
Issued 05/14/1973
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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