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William Patrick McKiernan

National Financial Services LLC

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About William Patrick McKiernan

William McKiernan is a financial advisor associated with National Financial Services LLC. William has been in the financial services industry since 2008. William holds the Series 7, 66, and 24 registrations. William is registered with the Financial Industry Regulatory Authority (FINRA).

Firm Information

William McKiernan is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William McKiernan’s Registration & Firm History

RI

02/18/2010 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

09/17/2008 - 12/22/2009

AMERIPRISE FINANCIAL SERVICES, INC. (CRANSTON RI)

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Licenses & Designations

BOTH

Issued 08/20/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/06/2015

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Patrick McKiernan.
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