Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Patrick Maughan is a financial professional with over 7 years of experience in the industry. William is currently registered with Clear Street LLC and has been registered with this firm since 9/4/2024. Prior to that, William was registered with Canaccord Genuity LLC, BOFA Securities, Inc. and Cowen and Company. William holds the Series 63, SIE, Series 86, Series 87 and Series 7 licenses. William is registered in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
09/04/2024 - Present
Clear Street LLC (NEW YORK NY)
NY
08/08/2022 - 06/20/2024
CANACCORD GENUITY LLC (NEW YORK NY)
NY
06/20/2019 - 04/25/2022
BOFA SECURITIES, INC. (NEW YORK NY)
NY
07/27/2016 - 06/10/2019
COWEN AND COMPANY (NEW YORK NY)
BC
Issued 10/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2016
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/07/2016
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/27/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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