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William Patrick Hughes

Avantax Investment Services, Inc.

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About William Patrick Hughes

William Patrick Hughes is a financial advisor with Avantax Investment Services, Inc. William has been working in the industry since 2010 and has a wide range of experience in the financial services industry. William holds the Series 6, Series 26, and Series 63 licenses. William's previous employers include Prudential Annuities Distributors, Inc., Lincoln Financial Securities Corporation, Lincoln Financial Advisors Corporation, Lincoln Financial Distributors, Inc. and CCO Investment Services Corp. William's current registration is active in Pennsylvania.

Firm Information

William Hughes is currently registered with Avantax Investment Services, Inc.. Avantax Investment Services, Inc. is a Corporation formed in April 1983. The firm is registered with the SEC and in 53 states, providing services across the United States.

Not reported

Assets Under Management

Not reported

Total Clients

482

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Hughes’s Registration & Firm History

TX

03/07/2023 - Present

Avantax Investment Services, Inc. (DALLAS TX)

CT

03/20/2019 - 03/06/2023

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)

PA

10/17/2014 - 04/04/2019

LINCOLN FINANCIAL SECURITIES CORPORATION (PHILADELPHIA PA)

PA

10/17/2014 - 03/12/2019

LINCOLN FINANCIAL ADVISORS CORPORATION (PHILADELPHIA PA)

PA

03/22/2012 - 07/09/2014

LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)

PA

06/28/2010 - 03/22/2012

CCO INVESTMENT SERVICES CORP. (TROOPER PA)

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Licenses & Designations

BC

Issued 03/27/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/22/2019

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/25/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Patrick Hughes.
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