Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Patrick Frey is an active financial professional registered with UBS Financial Services Inc. William has been in the industry since December 31, 2007 and has held registrations with UBS International Inc., UBS Services USA LLC, and UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO in the past. Currently, William is located at the Stamford, CT branch office of UBS Financial Services Inc. William's professional licenses include the Series 27, SIE, and Series 99TO examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
01/01/2008 - Present
UBS Financial Services Inc. (STAMFORD CT)
PR
07/02/2009 - 10/04/2013
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO (HATO REY PR)
NY
07/02/2009 - 01/01/2010
UBS INTERNATIONAL INC. (NEW YORK NY)
NJ
01/01/2008 - 01/01/2010
UBS SERVICES USA LLC (WEEHAWKEN NJ)
BC
Issued 12/28/2007
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Frey is the right advisor for you? Invested Better is here to help.
