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William Patrick Finn

Charles Schwab & CO., Inc.

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About William Patrick Finn

William Patrick Finn is a financial professional with over 20 years of experience in the financial services industry. William is currently registered with Charles Schwab & Co., Inc. and has held previous roles with firms including Great American Advisors, Inc., PFS Investments Inc., and Fidelity Investments Institutional Services Company, Inc. William holds a Series 6, Series 7, and Series 63 license. William is a specialist in financial planning and selection of other advisors. William is currently registered in Florida and California.

Firm Information

William Finn is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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William Finn’s Registration & Firm History

FL

11/13/2003 - Present

Charles Schwab & CO., Inc. (Orlando FL)

OH

02/03/2003 - 10/31/2003

GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)

GA

01/08/2002 - 04/02/2002

PFS INVESTMENTS INC. (DULUTH GA)

RI

09/21/1992 - 03/20/1995

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 01/07/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2003

Series 7 - General Securities Representative Examination

BC

Issued 01/07/2002

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for William Patrick Finn.
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