Unclaimed
William Edmunds has been working in the financial industry since 1996. William is currently registered with Northern Lights Distributors, LLC in ELKHORN, NE, and is also registered with several other states. William has held previous positions at NYLIFE DISTRIBUTORS LLC, CHASE INVESTMENT SERVICES CORP., DREYFUS SERVICE CORPORATION and ROYCE INVESTMENT GROUP, INC.. William is licensed with Series 7 and Series 63. William is a dedicated financial professional who is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
01/04/2017 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
NY
12/19/2005 - 07/05/2016
NYLIFE DISTRIBUTORS LLC (NEW YORK NY)
IL
04/14/2005 - 09/08/2005
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
04/07/1997 - 04/15/2005
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NY
12/22/1995 - 02/11/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 12/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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