Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dougherty is a financial advisor with over 20 years of experience in the industry. William is registered with LPL Financial LLC and has a strong track record of providing personalized financial planning and investment advice to individuals, families, and businesses. He is a Certified Financial Planner (CFP®) and Personal Financial Specialist (PFS), and holds Series 6, 7, 63, and 66 licenses. William works with clients in a variety of areas, including retirement planning, college savings, estate planning, and investment management. William is also a licensed CPA and has a background in tax preparation and accounting. This unique combination of experience allows William to provide clients with a comprehensive approach to their financial needs. In addition to his work with LPL Financial, William is also a partner in a tax and accounting firm, Dougherty & Associates, CPAs, and a mortgage broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
ID
01/02/2024 - Present
LPL Financial LLC (POST FALLS ID)
ID
01/08/2009 - 12/31/2023
CAMBRIDGE INVESTMENT RESEARCH, INC. (POST FALLS ID)
ME
10/04/2001 - 03/15/2002
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
08/22/2001 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
CA
09/28/2000 - 07/09/2001
MACKEN SECURITIES, INC. (ROSEVILLE CA)
TX
11/15/1999 - 09/21/2000
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
BC
Issued 01/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/15/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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