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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Cooley is a financial advisor at Wells Fargo Advisors LLC. William has over 50 years of experience in the financial services industry. William is registered in 24 states and has a wide range of experience in financial planning, portfolio management, and investment consulting. William's primary focus is on providing high-quality financial advice to individuals, families, and businesses. William is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/20/2015 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/01/2009 - 06/21/2010
MORGAN STANLEY SMITH BARNEY (MORRISTOWN NJ)
NJ
02/05/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)
NY
07/31/1992 - 02/04/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
12/24/1979 - 08/05/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
03/30/1976 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
10/11/1972 - 04/13/1976
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 12/29/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/03/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/1990
Series 24 - General Securities Principal Examination
BC
Issued 12/08/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/17/1981
Series 12 - NYSE Branch Manager Examination
BC
Issued 12/13/1979
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/04/1972
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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