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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Carey is an investment advisor representative with Prime Capital Financial. William Carey is active in the state of Florida, but has held other licenses in the past. William Carey has been in the financial services industry for over 30 years. William Carey has a wide range of experience and is able to offer a variety of services to clients. William Carey is also licensed as an independent insurance agent to sell fixed insurance products. William Carey has experience working with individuals, businesses, charitable organizations, and pooled investment vehicles. William Carey is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Qualified retirement plan services, consulting services, co-advisory, selection of sub-advisors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Seminar fees, promoter fees, subscription fee financial plans
1
2
KS
03/11/2022 - Present
Prime Capital Financial (OVERLAND PARK KS)
FL
07/11/2003 - 01/25/2022
AMERITAS INVESTMENT COMPANY, LLC (POMPANO BEACH FL)
NY
03/12/1998 - 08/13/2003
AXA ADVISORS, LLC (NEW YORK NY)
NY
03/12/1998 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
04/08/1994 - 02/02/1998
MONY SECURITIES CORP. (NEW YORK NY)
NJ
12/09/1982 - 04/05/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/24/1982 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 04/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/1999
Series 24 - General Securities Principal Examination
BC
Issued 02/28/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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