Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Parisi is a financial advisor with over 25 years of experience in the industry. William is currently registered with LPL Financial LLC and has held previous registrations with M&T Securities, Inc., Santander Securities LLC, and IFMG Securities, Inc. William offers a variety of financial services to individual and business clients, including financial planning, portfolio management, and consulting. William is committed to providing his clients with personalized service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/09/2021 - Present
LPL Financial LLC (WALDWICK NJ)
NY
05/02/2013 - 06/09/2021
M&T SECURITIES, INC. (MONSEY NY)
NJ
09/19/2012 - 04/10/2013
SANTANDER SECURITIES LLC (CEDAR GROVE NJ)
NJ
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (BLOOMFIELD NJ)
NJ
02/13/2006 - 05/27/2008
IFMG SECURITIES, INC. (BLOOMFIELD NJ)
NJ
11/04/1999 - 02/02/2006
BNY INVESTMENT CENTER INC. (ELMWOOD PARK NJ)
NC
06/02/1997 - 11/01/1999
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
03/21/1996 - 06/12/1997
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
IA
Issued 07/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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