Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Rogers is a registered securities representative, a securities trader with Series 55, 56, 57TO, and SIE licenses. William Rogers is currently registered with Avatar Securities, LLC, which is a firm that operates in the state of New York, and is headquartered in New York. William has been in the securities industry since June 9th, 2011, and is also a licensed investment advisor, passing the Series 65 exam in April of 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/10/2011 - Present
Avatar Securities, LLC (NEW YORK NY)
IA
Issued 04/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2011
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 05/24/2001
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
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