Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam P. Patterson is a registered investment advisor representative with Rockefeller Financial LLC. William has been in the industry since January 13, 2000. William's current office is in Atlanta, GA and the firm's branch office is in Wilmington, NC. Previously, William was affiliated with UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is registered in 30 states including North Carolina, Georgia, California, Texas, and Florida. William holds the Series 65, Series 66, Series 7, Series 31, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
09/15/2023 - Present
Rockefeller Financial LLC (Wilmington NC)
NC
01/15/2009 - 09/26/2023
UBS FINANCIAL SERVICES INC. (WILMINGTON NC)
NC
01/14/2000 - 01/21/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON NC)
IA
Issued 09/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 10/14/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Patterson is the right advisor for you? Invested Better is here to help.
