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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Gallagher is a financial advisor with over 29 years of experience in the industry. William is currently registered with Morgan Stanley and has been with the firm since June 2009. William has held previous roles at CITIGROUP GLOBAL MARKETS INC., RAYMOND JAMES & ASSOCIATES, INC., PERSHING LLC, CITICORP INVESTMENT SERVICES and SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED. William is licensed in 53 states and holds a variety of licenses, including Series 7, 9, 10, 63, 66 and SIE. William is also registered with the state of Texas as an Investment Advisor Representative. William has a broad range of experience in the financial services industry, with a focus on providing asset allocation advice, financial planning, pension consulting, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/31/2021 - Present
Morgan Stanley (New York NY)
NY
06/29/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
FL
08/15/2005 - 06/09/2006
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NJ
08/23/1995 - 07/21/2005
PERSHING LLC (JERSEY CITY NJ)
NY
10/14/1994 - 08/28/1995
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/12/1991 - 07/01/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/19/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/02/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 08/09/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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