Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam P. Cseplo is a financial advisor with UBS Financial Services Inc. William Cseplo has been in the industry since May 21, 1972. William has a total of 33 state registrations and 3 IA state registrations. William holds licenses for the following: Series 1, Series 7, Series 24, Series 40, and Series 63. William has experience in the following areas: portfolio management, financial planning, and pension consulting. William's office is located at 5007 Horizons Drive, Suite 200, Columbus, OH 43220-5288. William's branch office is located at 5007 Horizons Drive, Suite 200, Columbus, OH 43220-5288. William is also registered with the following states: Florida, Ohio, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
OH
01/13/2025 - Present
UBS Financial Services Inc. (Columbus OH)
OH
10/02/1992 - 08/04/2004
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
CT
06/18/1984 - 10/19/1992
ADVEST, INC. (HARTFORD CT)
NA
03/30/1977 - 06/18/1984
VERCOE & COMPANY, INC.
NA
03/07/1973 - 04/25/1977
COMSTOCK INVESTMENTS, INC.
NA
05/22/1972 - 04/13/1973
J. E. HINTON & CO., INC.
BC
Issued 05/08/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/1982
Series 24 - General Securities Principal Examination
BC
Issued 12/11/1976
Series 40 - Registered Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1977
Series 7 - General Securities Representative Examination
BC
Issued 05/13/1972
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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