Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam P. Allen has been in the financial services industry since October 26, 2009. William is currently registered with J.p. Morgan Securities LLC as a Registered Representative. William is licensed in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. William is also registered as an Investment Advisor Representative in Georgia and Texas. William has previously been associated with Morgan Stanley, Nuveen Securities, LLC, Teachers Personal Investors Services, Inc., DWS Investments Distributors, Inc, PNC Investments, and Natcity Investments, Inc.. William holds the following securities licenses: Series 6, Series 7, Series 9, Series 10, Series 24, Series 63, and Series 65. William is also a graduate of the Securities Industry Essentials Examination (SIE). William has been associated with J.p. Morgan Securities LLC since May 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
GA
05/23/2023 - Present
J.p. Morgan Securities LLC (ATLANTA GA)
GA
11/13/2017 - 05/24/2023
MORGAN STANLEY (Atlanta GA)
IL
01/03/2017 - 10/25/2017
NUVEEN SECURITIES, LLC (CHICAGO IL)
IL
06/03/2014 - 12/31/2016
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHICAGO IL)
IL
07/06/2011 - 05/15/2014
DWS INVESTMENTS DISTRIBUTORS, INC (CHICAGO IL)
IL
11/13/2009 - 07/01/2011
PNC INVESTMENTS (CHICAGO IL)
IL
09/14/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (CHICAGO IL)
IA
Issued 06/29/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/26/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2012
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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