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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Overton Day is a financial advisor with Raymond James & Associates, Inc. in Tampa, Florida. William has over 30 years of experience in the financial services industry. William holds the Series 63, 65, 7, 24, 31, and SIE licenses, and is a Certified Financial Planner. William previously worked at Morgan Stanley and SunTrust Investment Services. William is registered to provide investment advice in Alabama, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kansas, Massachusetts, Michigan, Minnesota, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/07/2016 - Present
Raymond James & Associates, Inc. (TAMPA FL)
FL
06/01/2009 - 07/29/2016
MORGAN STANLEY (TAMPA FL)
FL
04/03/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (TAMPA FL)
FL
01/04/1996 - 04/13/2009
SUNTRUST INVESTMENT SERVICES, INC. (BROOKSVILLE FL)
GA
09/11/1992 - 12/19/1994
SUNTRUST SECURITIES, INC. (ATLANTA GA)
FL
11/15/1989 - 08/20/1992
DELTA FIRST FINANCIAL, INC. (ALTAMONTE SPRINGS FL)
NA
12/14/1987 - 04/16/1988
NATIONAL SECURITIES CORPORATION
IA
Issued 12/31/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/01/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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