Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Conn is a financial advisor with over 30 years of experience in the industry. He is currently registered as an Investment Advisor Representative with International Assets Investment Management, LLC. Previously, William held positions at J.P. Morgan Securities LLC, Raymond James & Associates, Inc., and International Assets Advisory, LLC. William specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/09/2022 - Present
International Assets Investment Management, LLC (ORLANDO FL)
CA
09/13/2022 - 10/09/2023
INTERNATIONAL ASSETS ADVISORY, LLC (SAN FRANCISCO CA)
CA
05/03/2018 - 08/05/2022
RAYMOND JAMES & ASSOCIATES, INC. (San Francisco CA)
CA
03/28/2012 - 05/08/2018
J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)
CA
01/13/2001 - 04/27/2012
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
MD
01/26/2000 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NY
09/17/1993 - 01/27/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
06/12/1989 - 09/22/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/19/1986 - 07/13/1989
GLIKSMAN SECURITIES CORP.
IA
Issued 3/27/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1988
Series 3 - National Commodity Futures Examination
BC
Issued 8/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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