Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Orlando Carrington is a financial advisor with over 24 years of experience in the financial services industry. William Orlando Carrington has been registered with Citigroup Global Markets Inc. since January 13, 2021. William Orlando Carrington was previously registered with CITIGROUP GLOBAL MARKETS INC., UBS WARBURG LLC, and PAINEWEBBER INCORPORATED. William Orlando Carrington holds FINRA Series 63, SIE and Series 7 licenses. William Orlando Carrington is currently registered in New York. William Orlando Carrington is affiliated with Citigroup Global Markets Inc., which is a Registered Investment Advisor with over $50 billion in regulatory assets under management. Citigroup Global Markets Inc. provides advisory services to individuals, corporations, and other institutions. Citigroup Global Markets Inc. also manages assets for pension and profit-sharing plans, charitable organizations, and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/13/2021 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
03/22/2005 - 06/21/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/28/1998 - 04/03/2003
UBS WARBURG LLC (NEW YORK NY)
NJ
02/09/1993 - 01/14/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 03/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Carrington is the right advisor for you? Invested Better is here to help.
