Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Dixon is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has been in the industry since December 19, 1996. William has experience with a number of firms including SCOTTRADE, INC. and MORGAN STANLEY DW INC. William has a strong understanding of the financial markets and can help individuals and businesses achieve their financial goals. William is committed to providing his clients with personalized advice and guidance, and he is always available to answer their questions. William is licensed to provide investment advice in New Jersey and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/09/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PENNINGTON NJ)
NJ
06/02/2003 - 08/26/2015
SCOTTRADE, INC. (ENGLISHTOWN NJ)
NY
03/11/2002 - 05/22/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
TX
02/19/1993 - 05/04/2000
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 8/31/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/25/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 2/1/2005
Series 24 - General Securities Principal Examination
BC
Issued 8/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/9/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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