Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Mitchell has been in the financial services industry since April 25, 1994. William is currently registered with PFS Investments Inc. and has been with the firm since January 2008. William is registered with the state of Connecticut as a Registered Investment Advisor. William also has Series 6, 7, 5, 63 and SIE licenses. Previously, William was employed with ALEX. BROWN & SONS INCORPORATED, SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. William's current specializations include Investment Company Products/Variable Contracts Representative Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CT
10/16/2018 - Present
PFS Investments Inc. (BETHEL CT)
NA
03/18/1993 - 06/25/1997
ALEX. BROWN & SONS INCORPORATED
NY
02/20/1987 - 03/10/1993
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NA
08/22/1983 - 03/05/1987
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
IA
Issued 7/6/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 3/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/21/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 2/20/1984
Series 5 - Interest Rate Options Examination
BC
Issued 8/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure William Mitchell is the right advisor for you? Invested Better is here to help.
Copyright 2024 Invested Better
Invested Better, LLC ("Invested Better") provides a matching service whereby users are connected with third-party financial advisors ("Advisors") who are registered and licensed as financial advisors in the United States and have elected to participate in our matching platform. Information provided by users through our online questionnaire facilitates the determination of suitable Advisor matches. Invested Better receives a set cost per lead compensation from Advisors in exchange for this referral service.
Please be advised that Invested Better does not evaluate the ongoing performance of any Advisor, nor does it participate in the management of user accounts or provide advice regarding specific investments. We do not manage client funds or hold assets in custody. Our role is solely to facilitate connections between users and potentially suitable financial advisors. All investing involves inherent risks, including the potential loss of principal. There is no guarantee that working with an advisor will result in positive returns. Potential downsides include the payment of fees, which can reduce overall returns. The existence of a fiduciary duty does not preclude the potential for conflicts of interest.
Invested Better maintains a directory of all actively registered financial advisors and firms based on the public filings with FINRA and SEC. Advisors and firms may verify their identity to claim and take control to update and edit their profile information. Invested Better does not guarantee the accuracy of any information updated by advisors or firms on their profile.
