Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam O'neal Frazier is a financial advisor at Raymond James & Associates, Inc., located in MEMPHIS, TN. William is a licensed financial professional with a Series 7 and Series 63 license. William has been working in the financial services industry since October 30, 2000. Prior to joining Raymond James & Associates, Inc., William worked at Morgan Keegan & Company, Inc. and SunTrust Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
04/02/2012 - Present
Raymond James & Associates, Inc. (MEMPHIS TN)
TN
04/05/2012 - 03/13/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
04/02/2007 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
TN
02/22/2005 - 04/03/2007
SUNTRUST CAPITAL MARKETS, INC. (MEMPHIS TN)
TN
05/28/2003 - 02/22/2005
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
NY
10/31/2000 - 06/04/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 11/27/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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