Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam O'Neal is a financial advisor at Edward Jones. William has been in the financial services industry since June 5, 2016. William has a Series 6, 7, 63, and 66 securities license. William is licensed in 24 states, including Indiana, Texas, California, Florida, and Arizona. William is a registered investment advisor and has a FINRA CRD number of 6415357. William has worked for JP Morgan Securities, LLC, Northwestern Mutual Investment Services, LLC, and Edward Jones. William specializes in financial planning and portfolio management. William provides financial services to high-net-worth individuals, corporations, businesses, pension and profit sharing plans, individuals other than high-net-worth, charitable organizations, and other investment advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
IN
12/05/2019 - Present
Edward Jones (MOORESVILLE IN)
IN
05/16/2017 - 09/12/2018
J.P. MORGAN SECURITIES LLC (INDIANAPOLIS IN)
IN
05/20/2016 - 05/03/2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (GREENWOOD IN)
BOTH
Issued 11/20/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/24/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2018
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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