Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam O'connell Matthews is a financial professional with over 20 years of experience in the industry. William is currently registered with Mufg Securities Americas Inc. in New York, NY. William has previously been associated with Coldwater Securities Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William has a wide range of experience and holds licenses including Series 7, Series 3, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/28/2021 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
CA
12/02/1998 - 06/01/2009
COLDWATER SECURITIES INCORPORATED (LOS ANGELES CA)
NY
09/26/1996 - 06/23/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 03/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/1996
Series 7 - General Securities Representative Examination
BC
Issued 04/08/1991
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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