Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam O. Baumberger is an investment advisor representative at LPL Financial LLC, working out of the Newburgh, IN branch office. William has been a part of the financial industry since 2000. Prior to joining LPL Financial LLC, William was registered with Fifth Third Securities, Inc., Investment Professionals, Inc., American Fidelity Securities, Inc., MetLife Securities Inc., and Metropolitan Life Insurance Company. William is registered with the state of Indiana and holds the Series 6, 7, 63, and 66 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IN
08/29/2024 - Present
LPL Financial LLC (NEWBURGH IN)
IN
09/23/2010 - 09/11/2023
LPL FINANCIAL LLC (EVANSVILLE IN)
IN
03/08/2010 - 09/16/2010
INVESTMENT PROFESSIONALS, INC. (NEWBURGH IN)
IN
01/15/2003 - 03/08/2010
FIFTH THIRD SECURITIES, INC. (EVANSVILLE IN)
OK
09/11/2001 - 12/06/2002
AMERICAN FIDELITY SECURITIES, INC. (OKLAHOMA CITY OK)
MA
02/04/2000 - 10/23/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
02/04/2000 - 10/23/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 02/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2003
Series 7 - General Securities Representative Examination
BC
Issued 02/03/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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