Unclaimed
William Nwabueze Chukwu is a financial professional with over 20 years of experience in the industry. William is registered with J.P. Morgan Securities LLC and is licensed to provide investment advice in Illinois and Texas. William previously held positions at Foreside Funds Distributors LLC, Aston Funds Distributors, Inc., CitiCorp Investment Services and Salomon Smith Barney Inc. William has a broad range of experience in the financial services industry and specializes in providing financial planning, pension consulting and portfolio management services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
03/30/2024 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
01/04/2007 - 04/06/2016
FORESIDE FUNDS DISTRIBUTORS LLC (CHICAGO IL)
IL
07/18/2002 - 12/31/2006
ASTON FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
NY
01/26/2000 - 09/22/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/02/1999 - 11/24/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 03/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/19/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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