Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Norris is a financial advisor who has been working in the financial industry since 2000. William currently works at Robert W. Baird & Co. Inc., a firm with approximately $1 billion - $10 billion in assets under management. William is registered with FINRA and holds Series 7, Series 66, and SIE licenses. William has earned the Certified Financial Planner designation. Prior to working at Robert W. Baird & Co. Inc. William was with Charles Schwab & Co., Inc. for about 11 years. William has a broad range of experience and licenses to assist clients in a variety of financial planning needs. William provides advisory services in financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
11/10/2017 - Present
Robert W. Baird & Co. Inc. (Boulder CO)
CO
09/28/2000 - 01/09/2012
CHARLES SCHWAB & CO., INC. (BOULDER CO)
BOTH
Issued 11/06/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure William Norris is the right advisor for you? Invested Better is here to help.
