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William Norman Jova

Northwestern Mutual Investment Services, LLC

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About William Norman Jova

William Norman Jova is a registered representative of Northwestern Mutual Investment Services, LLC and has been in the financial services industry since October 2, 2001. William is licensed in 18 states, including North Carolina, Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, Nevada, New York, Pennsylvania, South Carolina, Texas, and Virginia. William is a Series 6, 7, 63, 65, and 66 licensed professional. William has a long history in the financial services industry, having worked at First Union Brokerage Services, Inc. in Charlotte, North Carolina from 1999 to 2000. William's current office is located at 240 Leigh Farm Rd, Suite 400, Durham, North Carolina.

Firm Information

William Jova is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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William Jova’s Registration & Firm History

NC

07/31/2002 - Present

Northwestern Mutual Investment Services, LLC (DURHAM NC)

NC

10/06/1999 - 08/01/2000

FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 07/12/2007

Series 66 - Uniform Combined State Law Examination

IA

Issued 11/08/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/08/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/01/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/05/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Norman Jova.
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