Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Nordin Whitaker is a financial advisor currently working at Morgan Stanley in St. Paul, Minnesota. William has been working in the financial industry since 1977. William holds licenses in 27 states and is registered as an investment advisor in 4 states. Previously, William worked for Citigroup Global Markets Inc. and Paine Webber, Jackson & Curtis Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MN
04/17/2023 - Present
Morgan Stanley (St. Paul MN)
MN
07/15/1982 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ST.PAUL MN)
NA
01/31/1980 - 07/23/1982
PAINE, WEBBER, JACKSON & CURTIS INC.
NA
10/03/1977 - 01/31/1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BOTH
Issued 10/25/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/04/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/03/1983
Series 5 - Interest Rate Options Examination
BC
Issued 09/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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