Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Noel Thomas is a registered Investment Advisor Representative and a Registered Representative, with over 25 years of experience in the financial services industry. William is currently associated with Cetera Investment Advisers LLC. Previously, William was registered with Securities America, Inc., Brecek & Young Advisors, Inc., and USLIFE Equity Sales Corp.. William specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
03/21/2024 - Present
Cetera Investment Advisers LLC (PASCO WA)
OR
01/23/2009 - 10/24/2011
SECURITIES AMERICA, INC. (LAKE OSWEGO OR)
OR
07/09/1997 - 01/23/2009
BRECEK & YOUNG ADVISORS, INC. (LAKE OSWEGO OR)
NY
10/21/1996 - 07/21/1997
USLIFE EQUITY SALES CORP. (NEW YORK NY)
IA
Issued 01/10/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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