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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Lefler is a financial advisor with over 25 years of experience in the industry. William currently works at Principal Asset Management and has previously held positions at Principal Securities, Inc. and Princor Financial Services Corporation. William is licensed to provide financial services in Iowa, North Carolina and other states. William's areas of expertise include investment advice, portfolio management and educational seminars. William's expertise is focused on serving the needs of individuals, high-net-worth individuals, corporations, investment companies, pooled investment vehicles, pension and profit-sharing plans and insurance companies. William also provides financial advice to state or municipal government entities. William and his team work hard to create and implement comprehensive financial plans for their clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Spread lending management and advice; asset allocation services; providing model portfolios
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Charge on a cost allocation basis to principal life
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2
IA
06/20/2006 - Present
Principal Asset Management (DES MOINES IA)
IA
04/01/2019 - 01/21/2021
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
04/27/2017 - 11/14/2018
PRINCIPAL SECURITIES, INC. (DES MOINES IA)
IA
05/23/1997 - 04/11/2016
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
BC
Issued 06/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/18/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/1998
Series 7 - General Securities Representative Examination
BC
Issued 05/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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