Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Rivel is a financial advisor with over 20 years of experience in the financial services industry. William currently works with Raymond James & Associates, Inc. Previously, William worked with Janney Montgomery Scott LLC, Morgan Stanley, Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. William is licensed in all states in the US to offer a range of financial services to individuals, businesses, pension plans and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/18/2022 - Present
Raymond James & Associates, Inc. (MOUNT LAUREL NJ)
NJ
03/15/2013 - 08/01/2022
JANNEY MONTGOMERY SCOTT LLC (Mt. Laurel NJ)
NJ
06/01/2009 - 04/02/2013
MORGAN STANLEY (MT. LAUREL NJ)
NY
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
02/27/2001 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MO
07/25/2000 - 12/06/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
IA
Issued 04/28/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/05/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2010
Series 3 - National Commodity Futures Examination
BC
Issued 07/24/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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