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William Nicholas Nolan

T. Rowe Price Investment Services, Inc.

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About William Nicholas Nolan

William Nolan is a financial advisor who has been in the industry since 2013. William is currently registered with T. Rowe Price Investment Services, Inc., and has been registered with them since 2013. William has passed the Series 63, Series 6TO, Series 3, SIE and Series 7 exams. William is registered with the state of Maryland as well as 52 other states.

Firm Information

William Nolan is currently registered with T. Rowe Price Investment Services, Inc.. T. Rowe Price Investment Services, Inc. is a corporation formed on June 10, 1980. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. It has one regulatory event and three arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

612

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Nolan’s Registration & Firm History

MD

03/08/2013 - Present

T. Rowe Price Investment Services, Inc. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 06/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/16/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for William Nicholas Nolan.
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