Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Nicholas Brown is a registered representative with SEI Investments Distribution Co., a firm based in Oaks, PA. William has been in the securities industry since March 20, 2010, and holds the Series 7, Series 63, SIE, and Series 79TO licenses. William was previously registered with Jefferies LLC and Deutsche Bank Securities Inc. in New York, NY, and Banc of America Securities LLC in Charlotte, NC. William is currently licensed in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
06/05/2023 - Present
SEI Investments Distribution Co. (OAKS PA)
NY
09/10/2018 - 02/17/2022
JEFFERIES LLC (NEW YORK NY)
NY
03/10/2010 - 09/07/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NC
09/16/2008 - 12/22/2009
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
BC
Issued 10/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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