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William Ng

Jefferies LLC

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About William Ng

William Ng is a financial advisor who has been in the industry since 1994. Currently, William is a registered representative with Jefferies LLC. William has previously worked with Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Money Concepts Capital Corp, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. William is registered in New Jersey and holds the Series 63, Series 7, and SIE exams.

Firm Information

William Ng is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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William Ng’s Registration & Firm History

NY

12/13/2018 - Present

Jefferies LLC (NEW YORK NY)

NY

09/23/2013 - 01/03/2019

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

06/10/2011 - 07/03/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

01/28/2010 - 05/03/2011

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NJ

05/10/2005 - 12/01/2009

MONEY CONCEPTS CAPITAL CORP (SADDLE BROOK NJ)

NY

06/05/2002 - 05/19/2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

11/14/1990 - 07/17/2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/13/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for William Ng.
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