Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you William? Claim Your ProfileWilliam Newton Thompson is an active broker with Evercore Group LLC. William has been in the industry since 1999 and holds licenses in 37 states. William has prior experience with Greenhill & Co., LLC, Credit Suisse Securities (USA) LLC, Donaldson, Lufkin & Jenrette Securities Corporation and FleetBoston Robertson Stephens Inc. William passed the Series 63, Series 24, SIE, and Series 7 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/30/2018 - Present
Evercore Group LLC (SAN FRANCISCO CA)
CA
07/12/2010 - 05/08/2018
GREENHILL & CO., LLC (SAN FRANCISCO CA)
CA
11/03/2000 - 07/14/2010
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
NJ
03/30/2000 - 09/20/2002
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
CA
03/31/1999 - 03/06/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
BC
Issued 03/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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